


GRANT SUBMISSION PROCESS
TYPES
OF PROPOSALS
A proposal is a request for support of sponsored research, training, or extension projects, and generally consists of a cover page, brief project summary, technical or narrative section, biographical sketches of the key personnel, and a detailed budget. Proposals may be required in a particular format. Common proposal types include:
Solicited Proposals
Submitted in response to a specific solicitation issued by a sponsor. Such
solicitations, typically called Request for Proposals (RFP), Request for Application
(RFA) or Request for Quotations (RFQ), are usually specific in their requirements
regarding format and technical content, and may stipulate certain award terms
and conditions. Broad Agency Announcements are not considered formal solicitations.
These are new or revised proposals as defined below.
Unsolicited Proposals
Submitted to a sponsor for which no specific solicitation has been issued,
but where an investigator believes that the sponsor has an interest in the
subject. These are new or revised proposals as defined below.
Pre-proposals
Requested when a sponsor wishes to minimize an applicant's effort in preparing
a full proposal. Pre-proposals are usually in the form of a letter of intent
or brief abstract. After the pre-proposal is reviewed, the sponsor notifies
the investigator if a full proposal is warranted.
New Proposal (for the
NIH, Type 1)
A request for financial assistance for a project or activity that is not currently
receiving support and must compete for that support.
Continuation or Non-Competing
Continuation (for the NIH, Type 5)
These proposals confirm the original proposal and funding requirements of
a multi-year project for which the sponsor has already provided funding for
an initial period (normally one-year). Continued support is usually contingent
on satisfactory work progress and the availability of funds.
Renewal, Competing,
or Competitive Continuation (for the NIH, Type 2)
These proposals are requests for continued support for an existing project
that is about to terminate, and, from the sponsor's viewpoint, generally have
the same status as an unsolicited proposal.
Competing Supplemental
(for the NIH, Type 3)
A request for an increase in support in a current budget period for expansion
of the project's approved scope or research protocol.
Revised or Amended
Proposal
An unfunded application that the applicant has modified following initial
review and resubmitted for consideration. The NIH allows a maximum of two
revised applications in the 2-year period dating from the submission of the
original, unamended application.
(NIH Receipt, Review, & Award Cycles )
(NIH Types of Grants (source: NCI Grants Process Book: Funding Allocation
and Mechanisms )